RECENT TRANSACTIONS

AzurRx BioPharma, Inc.

$5,000,000
PIPE
June 2017

Ocon, Inc.

$3,000,000
Private Equity
January 2016

AZRX / Azur Rx

$2,800,000

Lead Manager

Follow-On Offering

May 9th 2019

Viking Investments Group, Inc.

$1,625,000
PIPE
March 2016

SilverSun Technologies

$1,600,000
Follow-On Offering
March 2015

NXT-ID, Inc.

$5,850,000
Follow-On Offering
September 2014

Capnia, Inc.

$10,725,000
Initial Public Offering
November 2014

Long Island Iced Tea, Inc.

$1,299,650
Follow-On Offering
June 2017

HyreCar, Inc.

$3,000,000

Private Equity

April 2018

Inpellis, Inc.

$5,200,000
Private Equity
August 2015

Relmada Therapeutics

$5,850,000
PIPE
October 2017

Summit Semiconductor, Inc

$12,000,000
Initial Public Offering
July 2018

TouchCast

$1,225,000
Private Equity
October 2017

AzurRx BioPharma, Inc.

$6,300,000
Private Equity
April 2016

Hancock Jaffe Laboratories

$5,000,000

Private Equity

January 2018

Staffing 360 Solutions, Inc.

$28,000,000
Senior Facility
April 2015

Long Island Iced Tea, INC

$6,985,858
Follow-On Offering
July 2016

Summit Semiconductor

$12,000,000
Private Equity
March 2017

 

Staffing 360 Solutions, Inc.

$3,850,000
Mezzanine Financing
July 2015

CURE Pharmaceutical

$1,025,000

PIPE

March 2018

Co-Diagnostics, Inc.

$1,100,000
Private Equity
December, 2016

Stream TV Networks

$17,000,000
Private Equity
June 2014

HJLI / Hancock Jaffe

$2,700,000

Placement Agent

Follow-On Offering

March 16th  2019

Spring Bank Pharmaceuticals, Inc.

$11,000,000
Initial Public Offering
May 2016

Long Island Iced Tea, Inc

$2,240,800
Follow-On Offering
July 2017

AZRX / Azur Rx

$2,700,000

Lead Manager

Follow-On Offering

April 2nd 2019

Xspand Product Labs, Inc.

$6,535,600

Initial Public Offering

April 2018

Summit Wireless Technologies

$5,420,715

Follow-On Offering

Sole Bookrunner

May 21, 2019

Soft Machines, Inc.

$3,800,000
Private Equity
October 2014

GLOBAL CAPITAL MARKETS PRESENTATION

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