SEC Rule 606 requires all broker-dealers that route orders in equity and option securities to make available quarterly reports that present a general overview of their routing practices. Transactions effected by Alexander Capital LP (ACLP) are executed and settled through our clearing firm, RBC Correspondent Services (RBC CS), a division of RBC Capital Markets Corp., Minneapolis, Minnesota and also through third party broker dealers. RBC CS makes the routing decisions concerning the customer orders routed through them without regard to the identity of ACLP as its introducing broker-dealer, ACLP feels that RBC CS is in the best position to prepare a quarterly report that reflects the clearing firm’s routing practices on our behalf.
Please review Payment for Order Flow and Routing of Customer Order Disclosure Statement: Here
Report for SEC Rule 606: Here