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Investment Banking & Advisory

Equity Sales & Trading

Wealth Management

Team &
Approach

Our well-known team of professionals provide our clients with banking and advisory services that have raised more than $2.0 billion.

Investment Banking

Follow-On Offerings Secondary Offerings Registered Directs At-the-Market Offerings Special Purpose Acquisition Vehicles PIPEs and Private Placements Fixed Income Offerings

Advisory Services

Mergers & Acquisitions Board Placement Corporate Fairness Opinions Balance Sheet and Corporate Restructuring Debt Restructuring Capital Raising Solvency Opinions

Sectors

Biotech Business Services Consumer Energy & Clean Tech Healthcare Industrials and Services International Technology, Media and Telecom

Team

Jonathan Gazdak, Managing Director Head of Investment Banking – Mr. Gazdak’s concentration on the Technology, Digital Media, Media and Entertainment industries, as well as Specialty Finance vehicles has enabled him and his team to complete over 40 public and  private financings and M&A transactions… read more

Christopher Carlin, Head of Global Equity Capital Markets – Mr. Carlin’s institutional sales acumen is focused in the smallcap and midcap sectors where between 2011-2014, he and his team originated, led and/or structured nearly 80 underwritten public offerings. In each financing… read more

Recent Transactions

-BranchOut Food, Inc.-

$2,586,500

Public Offering

Sole Bookrunner

November 14, 2025

-Earlyworks Co., Ltd.-

$5,000,000

PIPE

Exclusive Placement Agent

October 15, 2025

-BranchOut Food, Inc.-

$2,920,000

ATM Offering

Sales Agent

July 29, 2025

-Space-Eyes, Inc.-

$5,600,000

Private Placement

Exclusive Placement Agent

September 22, 2025

-The GrowHub Limited-

$15,000,000

Initial Public Offering

Managing Underwriter & Sole Bookrunner

August 29, 2025

-Blackboxstocks, Inc.-

Up to $5,795,000

ATM Offering

Sales Agent

July 2, 2025

-Fast Track Group-

$15,000,000

Initial Public Offering

Managing Underwriter & Sole Bookrunner

May 27, 2025

-Webus International Limited-

$8,000,000

Initial Public Offering

Managing Underwriter & Sole Bookrunner

February 28, 2025

-Callan JMB Inc.-

$5,774,276

Initial Public Offering

Managing Underwriter & Sole Bookrunner

February 6, 2025

-Ming Shing Group Holdings Limited-

$9,487,500

Initial Public Offering

Managing Underwriter

November 25, 2024

-BranchOut Food Inc.-

$5,000,000

ATM Offering

Sales Agent

October 23, 2024

-Agrify Corporation-

Up to $15 Million

Equity Line of Credit

Financial Advisor

August 29, 2024

-LuxUrban Hotels Inc.-

$5,100,000

Public Offering

Sole Bookrunner

July 15, 2024

-BranchOut Food Inc.-

$1,400,000

Public Offering

Sole Bookrunner

June 28, 2024

-LuxUrban Hotels Inc.-

$8,800,000

Public Offering

Co-Manager

May 23, 2024

-Agrify Corporation-

$2,600,000

Public Offering

Sole Placement Agent

February 28, 2024

-Vocodia Holdings Corp-

$5,950,000

Initial Public Offering

Sole Bookrunner

February 26, 2024

-SinglePoint, Inc.-

$4,000,000

Public Offering / Uplisting

Sole Bookrunner

December 19, 2023

-NeurAxis, Inc.-

$3,000,000

Preferred Stock Offering

Exclusive Placement Agent

November 14, 2023

-LuxUrban Hotels Inc.-

$7,000,000

Initial Public Offering

Series A Preferred Stock

Sole Bookrunner

October 26, 2023

-La Rosa Holdings Corp.-

$5,000,000

Initial Public Offering

Sole Bookrunner

October 12, 2023

-NeurAxis, Inc.-

$6,592,000

Initial Public Offering

Sole Bookrunner

August 11, 2023

-NeurAxis, Inc.-

$1,200,000

Private Placement

Exclusive Placement Agent

July 21, 2023

-BranchOut Food-

$7,140,000

Initial Public Offering

Sole Bookrunner

June 21, 2023

-NeurAxis, INC.-

$4,200,000

Private Placement

Exclusive Placement Agent

March 24, 2023

-Soter Technologies, Inc.-

$2,100,000

Private Placement

Exclusive Placement Agent

March 3, 2023

-BranchOut Food, Inc.-

$2,920,000

ATM Offering

Sales Agent

July 29, 2025

-Agrify Corporation-

$2,600,000

Public Offering

Sole Placement Agent

February 28, 2024

-Vocodia Holdings Corp-

$5,950,000

Initial Public Offering

Sole Bookrunner

February 26, 2024

-LuxUrban Hotels Inc.-

$5,100,000

Public Offering

Sole Bookrunner

July 15, 2024

-Callan JMB Inc.-

$5,774,276

Initial Public Offering

Managing Underwriter & Sole Bookrunner

February 6, 2025

-La Rosa Holdings Corp.-

$5,000,000

Initial Public Offering

Sole Bookrunner

October 12, 2023

-Agrify Corporation-

Up to $15 Million

Equity Line of Credit

Financial Advisor

August 29, 2024

-LuxUrban Hotels Inc.-

$7,000,000

Initial Public Offering

Series A Preferred Stock

Sole Bookrunner

October 26, 2023

-NeurAxis, Inc.-

$1,200,000

Private Placement

Exclusive Placement Agent

July 21, 2023

-BranchOut Food-

$7,140,000

Initial Public Offering

Sole Bookrunner

June 21, 2023

-Blackboxstocks, Inc.-

Up to $5,795,000

ATM Offering

Sales Agent

July 2, 2025

-Webus International Limited-

$8,000,000

Initial Public Offering

Managing Underwriter & Sole Bookrunner

February 28, 2025

-SinglePoint, Inc.-

$4,000,000

Public Offering / Uplisting

Sole Bookrunner

December 19, 2023

-BranchOut Food, Inc.-

$2,586,500

Public Offering

Sole Bookrunner

November 14, 2025

-Fast Track Group-

$15,000,000

Initial Public Offering

Managing Underwriter & Sole Bookrunner

May 27, 2025

-NeurAxis, INC.-

$4,200,000

Private Placement

Exclusive Placement Agent

March 24, 2023

-Space-Eyes, Inc.-

$5,600,000

Private Placement

Exclusive Placement Agent

September 22, 2025

-NeurAxis, Inc.-

$3,000,000

Preferred Stock Offering

Exclusive Placement Agent

November 14, 2023

-NeurAxis, Inc.-

$6,592,000

Initial Public Offering

Sole Bookrunner

August 11, 2023

-Soter Technologies, Inc.-

$2,100,000

Private Placement

Exclusive Placement Agent

March 3, 2023

-Ming Shing Group Holdings Limited-

$9,487,500

Initial Public Offering

Managing Underwriter

November 25, 2024

-BranchOut Food Inc.-

$1,400,000

Public Offering

Sole Bookrunner

June 28, 2024

-BranchOut Food Inc.-

$5,000,000

ATM Offering

Sales Agent

October 23, 2024

-Earlyworks Co., Ltd.-

$5,000,000

PIPE

Exclusive Placement Agent

October 15, 2025

-LuxUrban Hotels Inc.-

$8,800,000

Public Offering

Co-Manager

May 23, 2024

-The GrowHub Limited-

$15,000,000

Initial Public Offering

Managing Underwriter & Sole Bookrunner

August 29, 2025

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