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Investment Banking & Advisory

Equity Sales & Trading

Wealth Management

Team &
Approach

Our well-known team of professionals provide our clients with banking and advisory services that have raised more than $2.0 billion.

Investment Banking

Follow-On Offerings Secondary Offerings Registered Directs At-the-Market Offerings Special Purpose Acquisition Vehicles PIPEs and Private Placements Fixed Income Offerings

Advisory Services

Mergers & Acquisitions Board Placement Corporate Fairness Opinions Balance Sheet and Corporate Restructuring Debt Restructuring Capital Raising Solvency Opinions

Sectors

Biotech Business Services Consumer Energy & Clean Tech Healthcare Industrials and Services International Technology, Media and Telecom

Team

Jonathan Gazdak, Managing Director Head of Investment Banking – Mr. Gazdak’s concentration on the Technology, Digital Media, Media and Entertainment industries, as well as Specialty Finance vehicles has enabled him and his team to complete over 40 public and  private financings and M&A transactions… read more

Christopher Carlin, Head of Global Equity Capital Markets – Mr. Carlin’s institutional sales acumen is focused in the smallcap and midcap sectors where between 2011-2014, he and his team originated, led and/or structured nearly 80 underwritten public offerings. In each financing… read more

Recent Transactions

Ming Shing Group Holdings Limited

$1,237,500

Over-Allotment Option

Managing Underwriter

December 9, 2024

Ming Shing Group Holdings Limited

$8,250,000

Initial Public Offering

Managing Underwriter

November 25, 2024

Agrify Corporation

Up to $15 Million

Equity Line of Credit

Financial Advisor

August 29, 2024

LuxUrban Hotels Inc.

$5,100,000

Public Offering

Sole Bookrunner

July 15, 2024

BranchOut Food Inc.

$1,400,000

Public Offering

Sole Bookrunner

June 28, 2024

LuxUrban Hotels Inc.

$8,800,000

Public Offering

Co-Manager

May 23, 2024

Agrify Corporation

$2,600,000

Public Offering

Sole Placement Agent

February 28, 2024

Vocodia Holdings Corp

$5,950,000

Initial Public Offering

Sole Bookrunner

February 26, 2024

SinglePoint, Inc.

$4,000,000

Public Offering / Uplisting

Sole Bookrunner

December 19, 2023

NeurAxis, Inc.

$3,000,000

Preferred Stock Offering

Exclusive Placement Agent

November 14, 2023

LuxUrban Hotels Inc.

$7,000,000

Initial Public Offering

Series A Preferred Stock

Sole Bookrunner

October 26, 2023

La Rosa Holdings Corp.

$5,000,000

Initial Public Offering

Sole Bookrunner

October 12, 2023

NeurAxis, Inc.

$6,592,000

Initial Public Offering

Sole Bookrunner

August 11, 2023

NeurAxis, Inc.

$1,200,000

Private Placement

Exclusive Placement Agent

July 21, 2023

BranchOut Food

$7,140,000

Initial Public Offering

Sole Bookrunner

June 21, 2023

NeurAxis, INC.

$4,200,000

Private Placement

Exclusive Placement Agent

March 24, 2023

Soter Technologies, Inc.

$2,100,000

Private Placement

Exclusive Placement Agent

March 3, 2023

Vocodia Holdings Corp.

$2,500,000

Private Placement

Exclusive Placement Agent

December 20, 2022

Tellurian Inc

$50,000,000

Senior Notes Offering

Co-Manager

Nov 10, 2021

Blackboxstocks, Inc.

$12,000,000

Underwritten Public Offering and Nasdaq Uplisting

Sole Bookrunner

November 15, 2021

Fossil Group, Inc.

$150,000,000

Senior Unsecured Notes

Co-Manager

November 8, 2021

Greenidge Generation Holdings Inc.

$50,000,000

Senior Unsecured Notes

Co-Manager

Oct 13, 2021

iMedia Brands, Inc

$75,000,000

Senior Notes Offering

Co-Manager

October 1, 2021

Sobr Safe, Inc

$3,048,780

Convertible Debenture

Exclusive Placement Agent

September 29, 2021

Mountain Crest Acquisition Corp. IV

$50,000,000

Initial Public Offering

Co-Manager

July 3, 2021

Pop Culture Group Co., Ltd.

$37,200,000

Initial Public Offering

Co-Manager

July 1, 2021

Acurx Pharmaceuticals

$17,250,000

Lead Bookrunner

IPO

June 2021

Ammo Inc.

$35,000,000

Lead Underwriter

Non-Convertible Preferred Stock

Initial Public Offering

May 27, 2021

NeurAxis, Inc.

$6,592,000

Initial Public Offering

Sole Bookrunner

August 11, 2023

Fossil Group, Inc.

$150,000,000

Senior Unsecured Notes

Co-Manager

November 8, 2021

Ming Shing Group Holdings Limited

$8,250,000

Initial Public Offering

Managing Underwriter

November 25, 2024

LuxUrban Hotels Inc.

$7,000,000

Initial Public Offering

Series A Preferred Stock

Sole Bookrunner

October 26, 2023

Pop Culture Group Co., Ltd.

$37,200,000

Initial Public Offering

Co-Manager

July 1, 2021

Soter Technologies, Inc.

$2,100,000

Private Placement

Exclusive Placement Agent

March 3, 2023

Mountain Crest Acquisition Corp. IV

$50,000,000

Initial Public Offering

Co-Manager

July 3, 2021

Agrify Corporation

$2,600,000

Public Offering

Sole Placement Agent

February 28, 2024

LuxUrban Hotels Inc.

$8,800,000

Public Offering

Co-Manager

May 23, 2024

LuxUrban Hotels Inc.

$5,100,000

Public Offering

Sole Bookrunner

July 15, 2024

Tellurian Inc

$50,000,000

Senior Notes Offering

Co-Manager

Nov 10, 2021

Vocodia Holdings Corp

$5,950,000

Initial Public Offering

Sole Bookrunner

February 26, 2024

Acurx Pharmaceuticals

$17,250,000

Lead Bookrunner

IPO

June 2021

iMedia Brands, Inc

$75,000,000

Senior Notes Offering

Co-Manager

October 1, 2021

NeurAxis, Inc.

$1,200,000

Private Placement

Exclusive Placement Agent

July 21, 2023

Greenidge Generation Holdings Inc.

$50,000,000

Senior Unsecured Notes

Co-Manager

Oct 13, 2021

Agrify Corporation

Up to $15 Million

Equity Line of Credit

Financial Advisor

August 29, 2024

Sobr Safe, Inc

$3,048,780

Convertible Debenture

Exclusive Placement Agent

September 29, 2021

Vocodia Holdings Corp.

$2,500,000

Private Placement

Exclusive Placement Agent

December 20, 2022

La Rosa Holdings Corp.

$5,000,000

Initial Public Offering

Sole Bookrunner

October 12, 2023

NeurAxis, Inc.

$3,000,000

Preferred Stock Offering

Exclusive Placement Agent

November 14, 2023

BranchOut Food Inc.

$1,400,000

Public Offering

Sole Bookrunner

June 28, 2024

Ming Shing Group Holdings Limited

$1,237,500

Over-Allotment Option

Managing Underwriter

December 9, 2024

Ammo Inc.

$35,000,000

Lead Underwriter

Non-Convertible Preferred Stock

Initial Public Offering

May 27, 2021

BranchOut Food

$7,140,000

Initial Public Offering

Sole Bookrunner

June 21, 2023

NeurAxis, INC.

$4,200,000

Private Placement

Exclusive Placement Agent

March 24, 2023

SinglePoint, Inc.

$4,000,000

Public Offering / Uplisting

Sole Bookrunner

December 19, 2023

Blackboxstocks, Inc.

$12,000,000

Underwritten Public Offering and Nasdaq Uplisting

Sole Bookrunner

November 15, 2021

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