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Team

Jonathan Gazdak, Managing Director Head of Investment Banking – Mr. Gazdak’s concentration on the Technology, Digital Media, Media and Entertainment industries, as well as Specialty Finance vehicles has enabled him and his team to complete over 40 public and  private financings and M&A transactions… read more

Christopher Carlin, Head of Global Equity Capital Markets Mr. Carlin’s institutional sales acumen is focused in the smallcap and midcap sectors where between 2011-2014, he and his team originated, led and/or structured nearly 80 underwritten public offerings. In each financing… read more

Recent Transactions

Laser Photonics Corporation.

$15,000,000

Initial Public Offering

Sole Bookrunner

October 4, 2022

Adamas One Corp.

$4,100,000

Private Placement

Exclusive Placement Agent

August 12, 2022

Starbox Group Holdings Ltd.

$21,500,000

Initial Public Offering

Co-Manager

August 25, 2022

Magic Empire Global Ltd.

$20,000,000

Initial Public Offering

Co-Manager

August 10, 2022

Mill City Ventures III, Ltd.

$5,000,000

Public Offering & Nasdaq Uplisting

Sole Bookrunner

August 11, 2022

BitNile Holdings, Inc.

$3,600,000

Initial Public Offering

Sole Bookrunner

June 6, 2022

Digital Brands Group, Inc.

$9,347,450

Follow-On Offering

Sole Bookrunner

May 10, 2022

Expion360, Inc.

$17,267,250

Initial Public Offering

Sole Bookrunner

April 5, 2022

Argo Blockchain PLC.

$40,000,000

Senior Notes Offering

Co-Manager

Nov 18, 2021

Tellurian Inc

$50,000,000

Senior Notes Offering

Co-Manager

Nov 10, 2021

Blackboxstocks, Inc.

$12,000,000

Underwritten Public Offering and Nasdaq Uplisting

Sole Bookrunner

November 15, 2021

Fossil Group, Inc.

$150,000,000

Senior Unsecured Notes

Co-Manager

November 8, 2021

Greenidge Generation Holdings Inc.

$50,000,000

Senior Unsecured Notes

Co-Manager

Oct 13, 2021

iMedia Brands, Inc

$75,000,000

Senior Notes Offering

Co-Manager

October 1, 2021

Sobr Safe, Inc

$3,048,780

Convertible Debenture

Exclusive Placement Agent

September 29, 2021

Mountain Crest Acquisition Corp. IV

$50,000,000

Initial Public Offering

Co-Manager

July 3, 2021

Pop Culture Group Co., Ltd.

$37,200,000

Initial Public Offering

Co-Manager

July 1, 2021

Acurx Pharmaceuticals

$17,250,000

Lead Bookrunner

IPO

June 2021

Ammo Inc.

$35,000,000

Lead Underwriter

Non-Convertible Preferred Stock

Initial Public Offering

May 27, 2021

Pop Culture Group Co., Ltd.

$37,200,000

Initial Public Offering

Co-Manager

July 1, 2021

Greenidge Generation Holdings Inc.

$50,000,000

Senior Unsecured Notes

Co-Manager

Oct 13, 2021

Magic Empire Global Ltd.

$20,000,000

Initial Public Offering

Co-Manager

August 10, 2022

Starbox Group Holdings Ltd.

$21,500,000

Initial Public Offering

Co-Manager

August 25, 2022

Fossil Group, Inc.

$150,000,000

Senior Unsecured Notes

Co-Manager

November 8, 2021

Tellurian Inc

$50,000,000

Senior Notes Offering

Co-Manager

Nov 10, 2021

Ammo Inc.

$35,000,000

Lead Underwriter

Non-Convertible Preferred Stock

Initial Public Offering

May 27, 2021

Digital Brands Group, Inc.

$9,347,450

Follow-On Offering

Sole Bookrunner

May 10, 2022

Adamas One Corp.

$4,100,000

Private Placement

Exclusive Placement Agent

August 12, 2022

iMedia Brands, Inc

$75,000,000

Senior Notes Offering

Co-Manager

October 1, 2021

Argo Blockchain PLC.

$40,000,000

Senior Notes Offering

Co-Manager

Nov 18, 2021

Laser Photonics Corporation.

$15,000,000

Initial Public Offering

Sole Bookrunner

October 4, 2022

Blackboxstocks, Inc.

$12,000,000

Underwritten Public Offering and Nasdaq Uplisting

Sole Bookrunner

November 15, 2021

BitNile Holdings, Inc.

$3,600,000

Initial Public Offering

Sole Bookrunner

June 6, 2022

Acurx Pharmaceuticals

$17,250,000

Lead Bookrunner

IPO

June 2021

Mill City Ventures III, Ltd.

$5,000,000

Public Offering & Nasdaq Uplisting

Sole Bookrunner

August 11, 2022

Expion360, Inc.

$17,267,250

Initial Public Offering

Sole Bookrunner

April 5, 2022

Mountain Crest Acquisition Corp. IV

$50,000,000

Initial Public Offering

Co-Manager

July 3, 2021

Sobr Safe, Inc

$3,048,780

Convertible Debenture

Exclusive Placement Agent

September 29, 2021

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