Jonathan Gazdak, Managing Director Head of Investment Banking – Mr. Gazdak’s concentration on the Technology, Digital Media, Media and Entertainment industries, as well as Specialty Finance vehicles has enabled him and his team to complete over 40 public and private financings and M&A transactions… read more
Christopher Carlin, Head of Global Equity Capital Markets – Mr. Carlin’s institutional sales acumen is focused in the smallcap and midcap sectors where between 2011-2014, he and his team originated, led and/or structured nearly 80 underwritten public offerings. In each financing… read more
$7,700,000
Sole Underwriter
IPO
February 2020
$6,154,000
PIPE
January 2020
$2,100,000
PIPE
October 2019
$1,930,000
Restructuring
October 2019
$1,750,000.00
Follow-On
October 16, 2019
$5,441,838.00
Sole Placement Agent
PIPE
June 2019
$5,126,007.40
Sole Placement Agent
PIPE
December 2018
$3,868,715
Follow-On Offer
Sole Bookrunner
June 2019
$5,420,715
Follow-On Offering
Sole Bookrunner
May 21, 2019
$2,800,000
Lead Manager
Follow-On Offering
May 9th 2019
$2,700,000
Lead Manager
Follow-On Offering
April 2nd 2019
$2,700,000
Placement Agent
Follow-On Offering
March 16th 2019
$2,700,000
Placement Agent
Follow-On Offering
March 16th 2019
$2,100,000
PIPE
October 2019
$7,700,000
Sole Underwriter
IPO
February 2020
$5,441,838.00
Sole Placement Agent
PIPE
June 2019
$2,700,000
Lead Manager
Follow-On Offering
April 2nd 2019
$1,750,000.00
Follow-On
October 16, 2019
$5,126,007.40
Sole Placement Agent
PIPE
December 2018
$2,800,000
Lead Manager
Follow-On Offering
May 9th 2019
$6,154,000
PIPE
January 2020
$5,420,715
Follow-On Offering
Sole Bookrunner
May 21, 2019
$1,930,000
Restructuring
October 2019
$3,868,715
Follow-On Offer
Sole Bookrunner
June 2019