Jonathan Gazdak, Managing Director Head of Investment Banking – Mr. Gazdak’s concentration on the Technology, Digital Media, Media and Entertainment industries, as well as Specialty Finance vehicles has enabled him and his team to complete over 40 public and private financings and M&A transactions… read more
Christopher Carlin, Head of Global Equity Capital Markets – Mr. Carlin’s institutional sales acumen is focused in the smallcap and midcap sectors where between 2011-2014, he and his team originated, led and/or structured nearly 80 underwritten public offerings. In each financing… read more
$4,200,000
Private Placement
Exclusive Placement Agent
March 24, 2023
$2,100,000
Private Placement
Exclusive Placement Agent
March 3, 2023
$2,500,000
Private Placement
Exclusive Placement Agent
December 20, 2022
$11,025,000
Initial Public Offering
Sole Bookrunner
December 13, 2022
$15,000,000
Initial Public Offering
Sole Bookrunner
October 4, 2022
$4,100,000
Private Placement
Exclusive Placement Agent
August 12, 2022
$21,500,000
Initial Public Offering
Co-Manager
August 25, 2022
$20,000,000
Initial Public Offering
Co-Manager
August 10, 2022
$5,000,000
Public Offering & Nasdaq Uplisting
Sole Bookrunner
August 11, 2022
$3,600,000
Initial Public Offering
Sole Bookrunner
June 6, 2022
$9,347,450
Follow-On Offering
Sole Bookrunner
May 10, 2022
$17,267,250
Initial Public Offering
Sole Bookrunner
April 5, 2022
$40,000,000
Senior Notes Offering
Co-Manager
Nov 18, 2021
$50,000,000
Senior Notes Offering
Co-Manager
Nov 10, 2021
$12,000,000
Underwritten Public Offering and Nasdaq Uplisting
Sole Bookrunner
November 15, 2021
$150,000,000
Senior Unsecured Notes
Co-Manager
November 8, 2021
$50,000,000
Senior Unsecured Notes
Co-Manager
Oct 13, 2021
$75,000,000
Senior Notes Offering
Co-Manager
October 1, 2021
$3,048,780
Convertible Debenture
Exclusive Placement Agent
September 29, 2021
$50,000,000
Initial Public Offering
Co-Manager
July 3, 2021
$37,200,000
Initial Public Offering
Co-Manager
July 1, 2021
$17,250,000
Lead Bookrunner
IPO
June 2021
$35,000,000
Lead Underwriter
Non-Convertible Preferred Stock
Initial Public Offering
May 27, 2021
$40,000,000
Senior Notes Offering
Co-Manager
Nov 18, 2021
$50,000,000
Senior Notes Offering
Co-Manager
Nov 10, 2021
$17,267,250
Initial Public Offering
Sole Bookrunner
April 5, 2022
$5,000,000
Public Offering & Nasdaq Uplisting
Sole Bookrunner
August 11, 2022
$50,000,000
Initial Public Offering
Co-Manager
July 3, 2021
$9,347,450
Follow-On Offering
Sole Bookrunner
May 10, 2022
$20,000,000
Initial Public Offering
Co-Manager
August 10, 2022
$35,000,000
Lead Underwriter
Non-Convertible Preferred Stock
Initial Public Offering
May 27, 2021
$2,500,000
Private Placement
Exclusive Placement Agent
December 20, 2022
$2,100,000
Private Placement
Exclusive Placement Agent
March 3, 2023
$3,048,780
Convertible Debenture
Exclusive Placement Agent
September 29, 2021
$75,000,000
Senior Notes Offering
Co-Manager
October 1, 2021
$11,025,000
Initial Public Offering
Sole Bookrunner
December 13, 2022
$4,100,000
Private Placement
Exclusive Placement Agent
August 12, 2022
$150,000,000
Senior Unsecured Notes
Co-Manager
November 8, 2021
$12,000,000
Underwritten Public Offering and Nasdaq Uplisting
Sole Bookrunner
November 15, 2021
$3,600,000
Initial Public Offering
Sole Bookrunner
June 6, 2022
$37,200,000
Initial Public Offering
Co-Manager
July 1, 2021
$4,200,000
Private Placement
Exclusive Placement Agent
March 24, 2023
$21,500,000
Initial Public Offering
Co-Manager
August 25, 2022
$17,250,000
Lead Bookrunner
IPO
June 2021
$50,000,000
Senior Unsecured Notes
Co-Manager
Oct 13, 2021
$15,000,000
Initial Public Offering
Sole Bookrunner
October 4, 2022