Oops! It appears that you have disabled your Javascript. In order for you to see this page as it is meant to appear, we ask that you please re-enable your Javascript!

Team

Jonathan Gazdak, Managing Director Head of Investment Banking – Mr. Gazdak’s concentration on the Technology, Digital Media, Media and Entertainment industries, as well as Specialty Finance vehicles has enabled him and his team to complete over 40 public and  private financings and M&A transactions… read more

Christopher Carlin, Head of Global Equity Capital Markets Mr. Carlin’s institutional sales acumen is focused in the smallcap and midcap sectors where between 2011-2014, he and his team originated, led and/or structured nearly 80 underwritten public offerings. In each financing… read more

Recent Transactions

Hywin Holdings Ltd.

$30,000,000

Joint Bookrunner

Initial Public Offering

March 26, 2021

Jowell Global Ltd

$26,000,000

Joint Underwriter

Initial Public Offering

March 17, 2021

AMMO, Inc

$115,000,000

Co-Lead Underwriter

Follow-On Offering

March 12, 2021

Longeveron Inc

$26,600,000

Co-Manager

Initial Public Offering

February 12, 2021

CN Energy Group Inc

$25,000,000

Co-Manager

Initial Public Offering

February 5, 2021

Qilian International Holding Group Limited

$25,000,000

Co-Manager

Initial Public Offering

January 12, 2021

AMMO, Inc

$17,984,999

Lead Underwriter

Underwritten Public Offering

December 1, 2020

Muscle Maker, Inc

$5,600,000

Lead Underwriter

Follow-On Offering

September 2020

AZRX

$15,200,000

Sole Placement Agent

July 20, 2020

Muscle Maker, Inc

$7,700,000

Sole Underwriter

IPO

February 2020

AZRX

$6,154,000

Sole Placement Agent

PIPE

January 2020

DemeRx, Inc.

$3,600,000

Nov 2019

DIP Financing

EDNT

$2,100,000

PIPE

October 2019

 

 

EDNT

$1,930,000

Restructuring

October 2019

 

Jowell Global Ltd

$26,000,000

Joint Underwriter

Initial Public Offering

March 17, 2021

CN Energy Group Inc

$25,000,000

Co-Manager

Initial Public Offering

February 5, 2021

DemeRx, Inc.

$3,600,000

Nov 2019

DIP Financing

AZRX

$6,154,000

Sole Placement Agent

PIPE

January 2020

Longeveron Inc

$26,600,000

Co-Manager

Initial Public Offering

February 12, 2021

AMMO, Inc

$17,984,999

Lead Underwriter

Underwritten Public Offering

December 1, 2020

Muscle Maker, Inc

$7,700,000

Sole Underwriter

IPO

February 2020

AZRX

$15,200,000

Sole Placement Agent

July 20, 2020

Hywin Holdings Ltd.

$30,000,000

Joint Bookrunner

Initial Public Offering

March 26, 2021

EDNT

$1,930,000

Restructuring

October 2019

 

EDNT

$2,100,000

PIPE

October 2019

 

 

Qilian International Holding Group Limited

$25,000,000

Co-Manager

Initial Public Offering

January 12, 2021

Muscle Maker, Inc

$5,600,000

Lead Underwriter

Follow-On Offering

September 2020

AMMO, Inc

$115,000,000

Co-Lead Underwriter

Follow-On Offering

March 12, 2021

error: Content is protected !!