Jonathan Gazdak, Managing Director Head of Investment Banking – Mr. Gazdak’s concentration on the Technology, Digital Media, Media and Entertainment industries, as well as Specialty Finance vehicles has enabled him and his team to complete over 40 public and private financings and M&A transactions… read more
Christopher Carlin, Head of Global Equity Capital Markets – Mr. Carlin’s institutional sales acumen is focused in the smallcap and midcap sectors where between 2011-2014, he and his team originated, led and/or structured nearly 80 underwritten public offerings. In each financing… read more
$40,000,000
Senior Notes Offering
Co-Manager
Nov 18, 2021
$50,000,000
Senior Notes Offering
Co-Manager
Nov 10, 2021
$12,000,000
Underwritten Public Offering and Nasdaq Uplisting
Sole Bookrunner
November 15, 2021
$150,000,000
Senior Unsecured Notes
Co-Manager
November 8, 2021
$50,000,000
Senior Unsecured Notes
Co-Manager
Oct 13, 2021
$75,000,000
Senior Notes Offering
Co-Manager
October 1, 2021
$3,048,780
Convertible Debenture
Exclusive Placement Agent
September 29, 2021
$50,000,000
Initial Public Offering
Co-Manager
July 3, 2021
$37,200,000
Initial Public Offering
Co-Manager
July 1, 2021
$17,250,000
Lead Bookrunner
IPO
June 2021
$35,000,000
Lead Underwriter
Non-Convertible Preferred Stock
Initial Public Offering
May 27, 2021
$30,000,000
Joint Bookrunner
Initial Public Offering
March 26, 2021
$26,000,000
Joint Underwriter
Initial Public Offering
March 17, 2021
$115,000,000
Co-Lead Underwriter
Follow-On Offering
March 12, 2021
$26,600,000
Co-Manager
Initial Public Offering
February 12, 2021
$25,000,000
Co-Manager
Initial Public Offering
February 5, 2021
$25,000,000
Co-Manager
Initial Public Offering
January 12, 2021
$17,984,999
Lead Underwriter
Underwritten Public Offering
December 1, 2020
$5,600,000
Lead Underwriter
Follow-On Offering
September 2020
$15,200,000
Sole Placement Agent
July 20, 2020
$7,700,000
Sole Underwriter
IPO
February 2020
$6,154,000
Sole Placement Agent
PIPE
January 2020
$3,600,000
Nov 2019
DIP Financing
$2,100,000
PIPE
October 2019
$1,930,000
Restructuring
October 2019
$150,000,000
Senior Unsecured Notes
Co-Manager
November 8, 2021
$25,000,000
Co-Manager
Initial Public Offering
January 12, 2021
$75,000,000
Senior Notes Offering
Co-Manager
October 1, 2021
$1,930,000
Restructuring
October 2019
$12,000,000
Underwritten Public Offering and Nasdaq Uplisting
Sole Bookrunner
November 15, 2021
$5,600,000
Lead Underwriter
Follow-On Offering
September 2020
$3,048,780
Convertible Debenture
Exclusive Placement Agent
September 29, 2021
$3,600,000
Nov 2019
DIP Financing
$26,000,000
Joint Underwriter
Initial Public Offering
March 17, 2021
$50,000,000
Initial Public Offering
Co-Manager
July 3, 2021
$30,000,000
Joint Bookrunner
Initial Public Offering
March 26, 2021
$115,000,000
Co-Lead Underwriter
Follow-On Offering
March 12, 2021
$17,250,000
Lead Bookrunner
IPO
June 2021
$2,100,000
PIPE
October 2019
$37,200,000
Initial Public Offering
Co-Manager
July 1, 2021
$25,000,000
Co-Manager
Initial Public Offering
February 5, 2021
$26,600,000
Co-Manager
Initial Public Offering
February 12, 2021
$15,200,000
Sole Placement Agent
July 20, 2020
$50,000,000
Senior Unsecured Notes
Co-Manager
Oct 13, 2021
$7,700,000
Sole Underwriter
IPO
February 2020
$50,000,000
Senior Notes Offering
Co-Manager
Nov 10, 2021
$6,154,000
Sole Placement Agent
PIPE
January 2020
$17,984,999
Lead Underwriter
Underwritten Public Offering
December 1, 2020
$35,000,000
Lead Underwriter
Non-Convertible Preferred Stock
Initial Public Offering
May 27, 2021
$40,000,000
Senior Notes Offering
Co-Manager
Nov 18, 2021