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Public Offerings and Financings of Debt & Equity

Follow On Offerings
Secondary Offerings
Registered Directs
At-the-Market Offerings
Fixed Income Offerings

Private Placements of Debt & Equity

PIPEs
Special Purpose Acquisition Vehicles
Structured Securities
Senior, Second-Lien, Mezzanine Debt
Private Equity

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Advisory Services

Mergers & Acquisitions
Board Placement
Corporate Fairness Opinions
Balance Sheet and
Corporate Restructuring
Debt Restructuring
Capital Raising
Solvency Opinions
Listing on a NASDAQ/NYSE
Jobs Act Overview

See the types of industries and sectors in which we focus and excel.

Recent Transactions

Muscle Maker, Inc

$5,600,000

Follow-On Offering

September 2020

AZRX

$15,200,000

Sole Placement Agent

July 20, 2020

DemeRx, Inc.

$3,600,000

Nov 2019

DIP Financing

Muscle Maker, Inc

$7,700,000

Sole Underwriter

IPO

February 2020

AZRX

$6,154,000

PIPE

January 2020

EDNT

$2,100,000

PIPE

October 2019

 

 

EDNT

$1,930,000

Restructuring

October 2019

 

Summit Wireless

$1,750,000.00

Follow-On

October 16, 2019

Relmada

$5,441,838.00

Sole Placement Agent

PIPE

June 2019

Relmada

$5,126,007.40

Sole Placement Agent

PIPE

December 2018

Hancock Jaffe

$3,868,715

Follow-On Offer

Sole Bookrunner

June 2019

Summit Wireless Technologies

$5,420,715

Follow-On Offering

Sole Bookrunner

May 21, 2019

AZRX / Azur Rx

$2,800,000

Lead Manager

Follow-On Offering

May 9th 2019

AZRX / Azur Rx

$2,700,000

Lead Manager

Follow-On Offering

April 2nd 2019

HJLI / Hancock Jaffe

$2,700,000

Placement Agent

Follow-On Offering

March 16th  2019

HJLI / Hancock Jaffe

$2,700,000

Placement Agent

Follow-On Offering

March 16th  2019

Relmada

$5,126,007.40

Sole Placement Agent

PIPE

December 2018

EDNT

$1,930,000

Restructuring

October 2019

 

Summit Wireless

$1,750,000.00

Follow-On

October 16, 2019

Summit Wireless Technologies

$5,420,715

Follow-On Offering

Sole Bookrunner

May 21, 2019

EDNT

$2,100,000

PIPE

October 2019

 

 

Hancock Jaffe

$3,868,715

Follow-On Offer

Sole Bookrunner

June 2019

AZRX

$15,200,000

Sole Placement Agent

July 20, 2020

Relmada

$5,441,838.00

Sole Placement Agent

PIPE

June 2019

AZRX

$6,154,000

PIPE

January 2020

AZRX / Azur Rx

$2,700,000

Lead Manager

Follow-On Offering

April 2nd 2019

AZRX / Azur Rx

$2,800,000

Lead Manager

Follow-On Offering

May 9th 2019

Muscle Maker, Inc

$5,600,000

Follow-On Offering

September 2020

Muscle Maker, Inc

$7,700,000

Sole Underwriter

IPO

February 2020

DemeRx, Inc.

$3,600,000

Nov 2019

DIP Financing

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