Oops! It appears that you have disabled your Javascript. In order for you to see this page as it is meant to appear, we ask that you please re-enable your Javascript!

Investment Banking & Advisory

Equity Sales & Trading

Wealth Management

Team &
Approach

A seasoned team of investment banking and equity capital markets professionals provide companies with advice, planning and execution to  finance growth and options  across all market caps and sectors.

Public Offerings and Financings of Debt & Equity

Follow On Offerings
Secondary Offerings
Registered Directs
At-the-Market Offerings
Fixed Income Offerings

Private Placements of Debt & Equity

PIPEs
Special Purpose Acquisition Vehicles
Structured Securities
Senior, Second-Lien, Mezzanine Debt
Private Equity

logo_otcqx

logo_nasdaq

logo_nyse

logo_aja

Advisory Services

Mergers & Acquisitions
Board Placement
Corporate Fairness Opinions
Balance Sheet and
Corporate Restructuring
Debt Restructuring
Capital Raising
Solvency Opinions
Listing on a NASDAQ/NYSE
Jobs Act Overview

See the types of industries and sectors in which we focus and excel.

Recent Transactions

BitNile Holdings, Inc.

$3,600,000

Initial Public Offering

Sole Bookrunner

June 6, 2022

Digital Brands Group, Inc.

$9,347,450

Follow-On Offering

Sole Bookrunner

May 10, 2022

Expion360, Inc.

$17,267,250

Initial Public Offering

Sole Bookrunner

April 5, 2022

Argo Blockchain PLC.

$40,000,000

Senior Notes Offering

Co-Manager

Nov 18, 2021

Tellurian Inc

$50,000,000

Senior Notes Offering

Co-Manager

Nov 10, 2021

Blackboxstocks, Inc.

$12,000,000

Underwritten Public Offering and Nasdaq Uplisting

Sole Bookrunner

November 15, 2021

Fossil Group, Inc.

$150,000,000

Senior Unsecured Notes

Co-Manager

November 8, 2021

Greenidge Generation Holdings Inc.

$50,000,000

Senior Unsecured Notes

Co-Manager

Oct 13, 2021

iMedia Brands, Inc

$75,000,000

Senior Notes Offering

Co-Manager

October 1, 2021

Sobr Safe, Inc

$3,048,780

Convertible Debenture

Exclusive Placement Agent

September 29, 2021

Mountain Crest Acquisition Corp. IV

$50,000,000

Initial Public Offering

Co-Manager

July 3, 2021

Pop Culture Group Co., Ltd.

$37,200,000

Initial Public Offering

Co-Manager

July 1, 2021

Acurx Pharmaceuticals

$17,250,000

Lead Bookrunner

IPO

June 2021

Ammo Inc.

$35,000,000

Lead Underwriter

Non-Convertible Preferred Stock

Initial Public Offering

May 27, 2021

Mountain Crest Acquisition Corp. IV

$50,000,000

Initial Public Offering

Co-Manager

July 3, 2021

Digital Brands Group, Inc.

$9,347,450

Follow-On Offering

Sole Bookrunner

May 10, 2022

Pop Culture Group Co., Ltd.

$37,200,000

Initial Public Offering

Co-Manager

July 1, 2021

Blackboxstocks, Inc.

$12,000,000

Underwritten Public Offering and Nasdaq Uplisting

Sole Bookrunner

November 15, 2021

Argo Blockchain PLC.

$40,000,000

Senior Notes Offering

Co-Manager

Nov 18, 2021

BitNile Holdings, Inc.

$3,600,000

Initial Public Offering

Sole Bookrunner

June 6, 2022

Expion360, Inc.

$17,267,250

Initial Public Offering

Sole Bookrunner

April 5, 2022

Acurx Pharmaceuticals

$17,250,000

Lead Bookrunner

IPO

June 2021

Fossil Group, Inc.

$150,000,000

Senior Unsecured Notes

Co-Manager

November 8, 2021

iMedia Brands, Inc

$75,000,000

Senior Notes Offering

Co-Manager

October 1, 2021

Ammo Inc.

$35,000,000

Lead Underwriter

Non-Convertible Preferred Stock

Initial Public Offering

May 27, 2021

Sobr Safe, Inc

$3,048,780

Convertible Debenture

Exclusive Placement Agent

September 29, 2021

Tellurian Inc

$50,000,000

Senior Notes Offering

Co-Manager

Nov 10, 2021

Greenidge Generation Holdings Inc.

$50,000,000

Senior Unsecured Notes

Co-Manager

Oct 13, 2021

error: Content is protected !!