Follow On Offerings
Secondary Offerings
Registered Directs
At-the-Market Offerings
Fixed Income Offerings
PIPEs
Special Purpose Acquisition Vehicles
Structured Securities
Senior, Second-Lien, Mezzanine Debt
Private Equity
Mergers & Acquisitions
Board Placement
Corporate Fairness Opinions
Balance Sheet and
Corporate Restructuring
Debt Restructuring
Capital Raising
Solvency Opinions
Listing on a NASDAQ/NYSE
Jobs Act Overview
See the types of industries and sectors in which we focus and excel.
$40,000,000
Senior Notes Offering
Co-Manager
Nov 18, 2021
$50,000,000
Senior Notes Offering
Co-Manager
Nov 10, 2021
$12,000,000
Underwritten Public Offering and Nasdaq Uplisting
Sole Bookrunner
November 15, 2021
$150,000,000
Senior Unsecured Notes
Co-Manager
November 8, 2021
$50,000,000
Senior Unsecured Notes
Co-Manager
Oct 13, 2021
$75,000,000
Senior Notes Offering
Co-Manager
October 1, 2021
$3,048,780
Convertible Debenture
Exclusive Placement Agent
September 29, 2021
$50,000,000
Initial Public Offering
Co-Manager
July 3, 2021
$37,200,000
Initial Public Offering
Co-Manager
July 1, 2021
$17,250,000
Lead Bookrunner
IPO
June 2021
$35,000,000
Lead Underwriter
Non-Convertible Preferred Stock
Initial Public Offering
May 27, 2021
$30,000,000
Joint Bookrunner
Initial Public Offering
March 26, 2021
$26,000,000
Joint Underwriter
Initial Public Offering
March 17, 2021
$115,000,000
Co-Lead Underwriter
Follow-On Offering
March 12, 2021
$26,600,000
Co-Manager
Initial Public Offering
February 12, 2021
$25,000,000
Co-Manager
Initial Public Offering
February 5, 2021
$25,000,000
Co-Manager
Initial Public Offering
January 12, 2021
$17,984,999
Lead Underwriter
Underwritten Public Offering
December 1, 2020
$5,600,000
Lead Underwriter
Follow-On Offering
September 2020
$15,200,000
Sole Placement Agent
July 20, 2020
$7,700,000
Sole Underwriter
IPO
February 2020
$6,154,000
Sole Placement Agent
PIPE
January 2020
$3,600,000
Nov 2019
DIP Financing
$2,100,000
PIPE
October 2019
$1,930,000
Restructuring
October 2019
$26,600,000
Co-Manager
Initial Public Offering
February 12, 2021
$75,000,000
Senior Notes Offering
Co-Manager
October 1, 2021
$15,200,000
Sole Placement Agent
July 20, 2020
$3,048,780
Convertible Debenture
Exclusive Placement Agent
September 29, 2021
$25,000,000
Co-Manager
Initial Public Offering
February 5, 2021
$50,000,000
Initial Public Offering
Co-Manager
July 3, 2021
$12,000,000
Underwritten Public Offering and Nasdaq Uplisting
Sole Bookrunner
November 15, 2021
$37,200,000
Initial Public Offering
Co-Manager
July 1, 2021
$2,100,000
PIPE
October 2019
$3,600,000
Nov 2019
DIP Financing
$5,600,000
Lead Underwriter
Follow-On Offering
September 2020
$1,930,000
Restructuring
October 2019
$115,000,000
Co-Lead Underwriter
Follow-On Offering
March 12, 2021
$35,000,000
Lead Underwriter
Non-Convertible Preferred Stock
Initial Public Offering
May 27, 2021
$40,000,000
Senior Notes Offering
Co-Manager
Nov 18, 2021
$26,000,000
Joint Underwriter
Initial Public Offering
March 17, 2021
$7,700,000
Sole Underwriter
IPO
February 2020
$30,000,000
Joint Bookrunner
Initial Public Offering
March 26, 2021
$50,000,000
Senior Notes Offering
Co-Manager
Nov 10, 2021
$6,154,000
Sole Placement Agent
PIPE
January 2020
$50,000,000
Senior Unsecured Notes
Co-Manager
Oct 13, 2021
$17,250,000
Lead Bookrunner
IPO
June 2021
$17,984,999
Lead Underwriter
Underwritten Public Offering
December 1, 2020
$25,000,000
Co-Manager
Initial Public Offering
January 12, 2021
$150,000,000
Senior Unsecured Notes
Co-Manager
November 8, 2021