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Public Offerings and Financings of Debt & Equity

Follow On Offerings
Secondary Offerings
Registered Directs
At-the-Market Offerings
Fixed Income Offerings

Private Placements of Debt & Equity

PIPEs
Special Purpose Acquisition Vehicles
Structured Securities
Senior, Second-Lien, Mezzanine Debt
Private Equity

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Advisory Services

Mergers & Acquisitions
Board Placement
Corporate Fairness Opinions
Balance Sheet and
Corporate Restructuring
Debt Restructuring
Capital Raising
Solvency Opinions
Listing on a NASDAQ/NYSE
Jobs Act Overview

See the types of industries and sectors in which we focus and excel.

Recent Transactions

Argo Blockchain PLC.

$40,000,000

Senior Notes Offering

Co-Manager

Nov 18, 2021

Tellurian Inc

$50,000,000

Senior Notes Offering

Co-Manager

Nov 10, 2021

Blackboxstocks, Inc.

$12,000,000

Underwritten Public Offering and Nasdaq Uplisting

Sole Bookrunner

November 15, 2021

Fossil Group, Inc.

$150,000,000

Senior Unsecured Notes

Co-Manager

November 8, 2021

Greenidge Generation Holdings Inc.

$50,000,000

Senior Unsecured Notes

Co-Manager

Oct 13, 2021

iMedia Brands, Inc

$75,000,000

Senior Notes Offering

Co-Manager

October 1, 2021

Sobr Safe, Inc

$3,048,780

Convertible Debenture

Exclusive Placement Agent

September 29, 2021

Mountain Crest Acquisition Corp. IV

$50,000,000

Initial Public Offering

Co-Manager

July 3, 2021

Pop Culture Group Co., Ltd.

$37,200,000

Initial Public Offering

Co-Manager

July 1, 2021

Acurx Pharmaceuticals

$17,250,000

Lead Bookrunner

IPO

June 2021

Ammo Inc.

$35,000,000

Lead Underwriter

Non-Convertible Preferred Stock

Initial Public Offering

May 27, 2021

Hywin Holdings Ltd.

$30,000,000

Joint Bookrunner

Initial Public Offering

March 26, 2021

Jowell Global Ltd

$26,000,000

Joint Underwriter

Initial Public Offering

March 17, 2021

AMMO, Inc

$115,000,000

Co-Lead Underwriter

Follow-On Offering

March 12, 2021

Longeveron Inc

$26,600,000

Co-Manager

Initial Public Offering

February 12, 2021

CN Energy Group Inc

$25,000,000

Co-Manager

Initial Public Offering

February 5, 2021

Qilian International Holding Group Limited

$25,000,000

Co-Manager

Initial Public Offering

January 12, 2021

AMMO, Inc

$17,984,999

Lead Underwriter

Underwritten Public Offering

December 1, 2020

Muscle Maker, Inc

$5,600,000

Lead Underwriter

Follow-On Offering

September 2020

AZRX

$15,200,000

Sole Placement Agent

July 20, 2020

Muscle Maker, Inc

$7,700,000

Sole Underwriter

IPO

February 2020

AZRX

$6,154,000

Sole Placement Agent

PIPE

January 2020

DemeRx, Inc.

$3,600,000

Nov 2019

DIP Financing

EDNT

$2,100,000

PIPE

October 2019

 

 

EDNT

$1,930,000

Restructuring

October 2019

 

Longeveron Inc

$26,600,000

Co-Manager

Initial Public Offering

February 12, 2021

iMedia Brands, Inc

$75,000,000

Senior Notes Offering

Co-Manager

October 1, 2021

AZRX

$15,200,000

Sole Placement Agent

July 20, 2020

Sobr Safe, Inc

$3,048,780

Convertible Debenture

Exclusive Placement Agent

September 29, 2021

CN Energy Group Inc

$25,000,000

Co-Manager

Initial Public Offering

February 5, 2021

Mountain Crest Acquisition Corp. IV

$50,000,000

Initial Public Offering

Co-Manager

July 3, 2021

Blackboxstocks, Inc.

$12,000,000

Underwritten Public Offering and Nasdaq Uplisting

Sole Bookrunner

November 15, 2021

Pop Culture Group Co., Ltd.

$37,200,000

Initial Public Offering

Co-Manager

July 1, 2021

EDNT

$2,100,000

PIPE

October 2019

 

 

DemeRx, Inc.

$3,600,000

Nov 2019

DIP Financing

Muscle Maker, Inc

$5,600,000

Lead Underwriter

Follow-On Offering

September 2020

EDNT

$1,930,000

Restructuring

October 2019

 

AMMO, Inc

$115,000,000

Co-Lead Underwriter

Follow-On Offering

March 12, 2021

Ammo Inc.

$35,000,000

Lead Underwriter

Non-Convertible Preferred Stock

Initial Public Offering

May 27, 2021

Argo Blockchain PLC.

$40,000,000

Senior Notes Offering

Co-Manager

Nov 18, 2021

Jowell Global Ltd

$26,000,000

Joint Underwriter

Initial Public Offering

March 17, 2021

Muscle Maker, Inc

$7,700,000

Sole Underwriter

IPO

February 2020

Hywin Holdings Ltd.

$30,000,000

Joint Bookrunner

Initial Public Offering

March 26, 2021

Tellurian Inc

$50,000,000

Senior Notes Offering

Co-Manager

Nov 10, 2021

AZRX

$6,154,000

Sole Placement Agent

PIPE

January 2020

Greenidge Generation Holdings Inc.

$50,000,000

Senior Unsecured Notes

Co-Manager

Oct 13, 2021

Acurx Pharmaceuticals

$17,250,000

Lead Bookrunner

IPO

June 2021

AMMO, Inc

$17,984,999

Lead Underwriter

Underwritten Public Offering

December 1, 2020

Qilian International Holding Group Limited

$25,000,000

Co-Manager

Initial Public Offering

January 12, 2021

Fossil Group, Inc.

$150,000,000

Senior Unsecured Notes

Co-Manager

November 8, 2021

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