Follow On Offerings
Secondary Offerings
Registered Directs
At-the-Market Offerings
Fixed Income Offerings
PIPEs
Special Purpose Acquisition Vehicles
Structured Securities
Senior, Second-Lien, Mezzanine Debt
Private Equity
Mergers & Acquisitions
Board Placement
Corporate Fairness Opinions
Balance Sheet and
Corporate Restructuring
Debt Restructuring
Capital Raising
Solvency Opinions
Listing on a NASDAQ/NYSE
Jobs Act Overview
See the types of industries and sectors in which we focus and excel.
$7,700,000
Sole Underwriter
IPO
February 2020
$6,154,000
PIPE
January 2020
$2,100,000
PIPE
October 2019
$1,930,000
Restructuring
October 2019
$1,750,000.00
Follow-On
October 16, 2019
$5,441,838.00
Sole Placement Agent
PIPE
June 2019
$5,126,007.40
Sole Placement Agent
PIPE
December 2018
$3,868,715
Follow-On Offer
Sole Bookrunner
June 2019
$5,420,715
Follow-On Offering
Sole Bookrunner
May 21, 2019
$2,800,000
Lead Manager
Follow-On Offering
May 9th 2019
$2,700,000
Lead Manager
Follow-On Offering
April 2nd 2019
$2,700,000
Placement Agent
Follow-On Offering
March 16th 2019
$1,930,000
Restructuring
October 2019
$2,800,000
Lead Manager
Follow-On Offering
May 9th 2019
$3,868,715
Follow-On Offer
Sole Bookrunner
June 2019
$2,100,000
PIPE
October 2019
$5,126,007.40
Sole Placement Agent
PIPE
December 2018
$1,750,000.00
Follow-On
October 16, 2019
$2,700,000
Placement Agent
Follow-On Offering
March 16th 2019
$2,700,000
Lead Manager
Follow-On Offering
April 2nd 2019
$5,441,838.00
Sole Placement Agent
PIPE
June 2019
$5,420,715
Follow-On Offering
Sole Bookrunner
May 21, 2019
$7,700,000
Sole Underwriter
IPO
February 2020
$6,154,000
PIPE
January 2020