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Public Offerings and Financings of Debt & Equity

Follow On Offerings
Secondary Offerings
Registered Directs
At-the-Market Offerings
Fixed Income Offerings

Private Placements of Debt & Equity

PIPEs
Special Purpose Acquisition Vehicles
Structured Securities
Senior, Second-Lien, Mezzanine Debt
Private Equity

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Advisory Services

Mergers & Acquisitions
Board Placement
Corporate Fairness Opinions
Balance Sheet and
Corporate Restructuring
Debt Restructuring
Capital Raising
Solvency Opinions
Listing on a NASDAQ/NYSE
Jobs Act Overview

See the types of industries and sectors in which we focus and excel.

Recent Transactions

Laser Photonics Corporation.

$15,000,000

Initial Public Offering

Sole Bookrunner

October 4, 2022

Adamas One Corp.

$4,100,000

Private Placement

Exclusive Placement Agent

August 12, 2022

Starbox Group Holdings Ltd.

$21,500,000

Initial Public Offering

Co-Manager

August 25, 2022

Magic Empire Global Ltd.

$20,000,000

Initial Public Offering

Co-Manager

August 10, 2022

Mill City Ventures III, Ltd.

$5,000,000

Public Offering & Nasdaq Uplisting

Sole Bookrunner

August 11, 2022

BitNile Holdings, Inc.

$3,600,000

Initial Public Offering

Sole Bookrunner

June 6, 2022

Digital Brands Group, Inc.

$9,347,450

Follow-On Offering

Sole Bookrunner

May 10, 2022

Expion360, Inc.

$17,267,250

Initial Public Offering

Sole Bookrunner

April 5, 2022

Argo Blockchain PLC.

$40,000,000

Senior Notes Offering

Co-Manager

Nov 18, 2021

Tellurian Inc

$50,000,000

Senior Notes Offering

Co-Manager

Nov 10, 2021

Blackboxstocks, Inc.

$12,000,000

Underwritten Public Offering and Nasdaq Uplisting

Sole Bookrunner

November 15, 2021

Fossil Group, Inc.

$150,000,000

Senior Unsecured Notes

Co-Manager

November 8, 2021

Greenidge Generation Holdings Inc.

$50,000,000

Senior Unsecured Notes

Co-Manager

Oct 13, 2021

iMedia Brands, Inc

$75,000,000

Senior Notes Offering

Co-Manager

October 1, 2021

Sobr Safe, Inc

$3,048,780

Convertible Debenture

Exclusive Placement Agent

September 29, 2021

Mountain Crest Acquisition Corp. IV

$50,000,000

Initial Public Offering

Co-Manager

July 3, 2021

Pop Culture Group Co., Ltd.

$37,200,000

Initial Public Offering

Co-Manager

July 1, 2021

Acurx Pharmaceuticals

$17,250,000

Lead Bookrunner

IPO

June 2021

Ammo Inc.

$35,000,000

Lead Underwriter

Non-Convertible Preferred Stock

Initial Public Offering

May 27, 2021

Starbox Group Holdings Ltd.

$21,500,000

Initial Public Offering

Co-Manager

August 25, 2022

Mill City Ventures III, Ltd.

$5,000,000

Public Offering & Nasdaq Uplisting

Sole Bookrunner

August 11, 2022

Greenidge Generation Holdings Inc.

$50,000,000

Senior Unsecured Notes

Co-Manager

Oct 13, 2021

Adamas One Corp.

$4,100,000

Private Placement

Exclusive Placement Agent

August 12, 2022

Ammo Inc.

$35,000,000

Lead Underwriter

Non-Convertible Preferred Stock

Initial Public Offering

May 27, 2021

Blackboxstocks, Inc.

$12,000,000

Underwritten Public Offering and Nasdaq Uplisting

Sole Bookrunner

November 15, 2021

Tellurian Inc

$50,000,000

Senior Notes Offering

Co-Manager

Nov 10, 2021

Fossil Group, Inc.

$150,000,000

Senior Unsecured Notes

Co-Manager

November 8, 2021

Sobr Safe, Inc

$3,048,780

Convertible Debenture

Exclusive Placement Agent

September 29, 2021

iMedia Brands, Inc

$75,000,000

Senior Notes Offering

Co-Manager

October 1, 2021

Acurx Pharmaceuticals

$17,250,000

Lead Bookrunner

IPO

June 2021

BitNile Holdings, Inc.

$3,600,000

Initial Public Offering

Sole Bookrunner

June 6, 2022

Expion360, Inc.

$17,267,250

Initial Public Offering

Sole Bookrunner

April 5, 2022

Magic Empire Global Ltd.

$20,000,000

Initial Public Offering

Co-Manager

August 10, 2022

Argo Blockchain PLC.

$40,000,000

Senior Notes Offering

Co-Manager

Nov 18, 2021

Mountain Crest Acquisition Corp. IV

$50,000,000

Initial Public Offering

Co-Manager

July 3, 2021

Laser Photonics Corporation.

$15,000,000

Initial Public Offering

Sole Bookrunner

October 4, 2022

Pop Culture Group Co., Ltd.

$37,200,000

Initial Public Offering

Co-Manager

July 1, 2021

Digital Brands Group, Inc.

$9,347,450

Follow-On Offering

Sole Bookrunner

May 10, 2022

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