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Investment Banking & Advisory

Equity Sales & Trading

Wealth Management

Team &
Approach

A seasoned team of investment banking and equity capital markets professionals provide companies with advice, planning and execution to  finance growth and options  across all market caps and sectors.

Public Offerings and Financings of Debt & Equity

Follow On Offerings
Secondary Offerings
Registered Directs
At-the-Market Offerings
Fixed Income Offerings

Private Placements of Debt & Equity

PIPEs
Special Purpose Acquisition Vehicles
Structured Securities
Senior, Second-Lien, Mezzanine Debt
Private Equity

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Advisory Services

Mergers & Acquisitions
Board Placement
Corporate Fairness Opinions
Balance Sheet and
Corporate Restructuring
Debt Restructuring
Capital Raising
Solvency Opinions
Listing on a NASDAQ/NYSE
Jobs Act Overview

See the types of industries and sectors in which we focus and excel.

Recent Transactions

-Webus International Limited-

$8,000,000

Initial Public Offering

Managing Underwriter & Sole Bookrunner

February 28, 2025

-Callan JMB Inc.-

$654,276

Over-Allotment Option

Managing Underwriter & Sole Bookrunner

February 7, 2025

-Callan JMB Inc.-

$5,120,000

Initial Public Offering

Managing Underwriter & Sole Bookrunner

February 6, 2025

-Ming Shing Group Holdings Limited-

$1,237,500

Over-Allotment Option

Managing Underwriter

December 9, 2024

-Ming Shing Group Holdings Limited-

$8,250,000

Initial Public Offering

Managing Underwriter

November 25, 2024

-BranchOut Food Inc.-

$1,800,000

ATM Offering

Sales Agent

October 2024

-Agrify Corporation-

Up to $15 Million

Equity Line of Credit

Financial Advisor

August 29, 2024

-LuxUrban Hotels Inc.-

$5,100,000

Public Offering

Sole Bookrunner

July 15, 2024

-BranchOut Food Inc.-

$1,400,000

Public Offering

Sole Bookrunner

June 28, 2024

-LuxUrban Hotels Inc.-

$8,800,000

Public Offering

Co-Manager

May 23, 2024

-Agrify Corporation-

$2,600,000

Public Offering

Sole Placement Agent

February 28, 2024

-Vocodia Holdings Corp-

$5,950,000

Initial Public Offering

Sole Bookrunner

February 26, 2024

-SinglePoint, Inc.-

$4,000,000

Public Offering / Uplisting

Sole Bookrunner

December 19, 2023

-NeurAxis, Inc.-

$3,000,000

Preferred Stock Offering

Exclusive Placement Agent

November 14, 2023

-LuxUrban Hotels Inc.-

$7,000,000

Initial Public Offering

Series A Preferred Stock

Sole Bookrunner

October 26, 2023

-La Rosa Holdings Corp.-

$5,000,000

Initial Public Offering

Sole Bookrunner

October 12, 2023

-NeurAxis, Inc.-

$6,592,000

Initial Public Offering

Sole Bookrunner

August 11, 2023

-NeurAxis, Inc.-

$1,200,000

Private Placement

Exclusive Placement Agent

July 21, 2023

-BranchOut Food-

$7,140,000

Initial Public Offering

Sole Bookrunner

June 21, 2023

-NeurAxis, INC.-

$4,200,000

Private Placement

Exclusive Placement Agent

March 24, 2023

-Soter Technologies, Inc.-

$2,100,000

Private Placement

Exclusive Placement Agent

March 3, 2023

-Ming Shing Group Holdings Limited-

$8,250,000

Initial Public Offering

Managing Underwriter

November 25, 2024

-LuxUrban Hotels Inc.-

$8,800,000

Public Offering

Co-Manager

May 23, 2024

-SinglePoint, Inc.-

$4,000,000

Public Offering / Uplisting

Sole Bookrunner

December 19, 2023

-BranchOut Food Inc.-

$1,400,000

Public Offering

Sole Bookrunner

June 28, 2024

-Ming Shing Group Holdings Limited-

$1,237,500

Over-Allotment Option

Managing Underwriter

December 9, 2024

-NeurAxis, Inc.-

$6,592,000

Initial Public Offering

Sole Bookrunner

August 11, 2023

-BranchOut Food-

$7,140,000

Initial Public Offering

Sole Bookrunner

June 21, 2023

-LuxUrban Hotels Inc.-

$7,000,000

Initial Public Offering

Series A Preferred Stock

Sole Bookrunner

October 26, 2023

-NeurAxis, INC.-

$4,200,000

Private Placement

Exclusive Placement Agent

March 24, 2023

-Agrify Corporation-

$2,600,000

Public Offering

Sole Placement Agent

February 28, 2024

-LuxUrban Hotels Inc.-

$5,100,000

Public Offering

Sole Bookrunner

July 15, 2024

-Callan JMB Inc.-

$654,276

Over-Allotment Option

Managing Underwriter & Sole Bookrunner

February 7, 2025

-La Rosa Holdings Corp.-

$5,000,000

Initial Public Offering

Sole Bookrunner

October 12, 2023

-Callan JMB Inc.-

$5,120,000

Initial Public Offering

Managing Underwriter & Sole Bookrunner

February 6, 2025

-Agrify Corporation-

Up to $15 Million

Equity Line of Credit

Financial Advisor

August 29, 2024

-Webus International Limited-

$8,000,000

Initial Public Offering

Managing Underwriter & Sole Bookrunner

February 28, 2025

-NeurAxis, Inc.-

$1,200,000

Private Placement

Exclusive Placement Agent

July 21, 2023

-NeurAxis, Inc.-

$3,000,000

Preferred Stock Offering

Exclusive Placement Agent

November 14, 2023

-Soter Technologies, Inc.-

$2,100,000

Private Placement

Exclusive Placement Agent

March 3, 2023

-Vocodia Holdings Corp-

$5,950,000

Initial Public Offering

Sole Bookrunner

February 26, 2024

-BranchOut Food Inc.-

$1,800,000

ATM Offering

Sales Agent

October 2024

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