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Recent Transactions

Scroll through our Recent Deals.

Agrify Corporation

Up to $15 Million

Equity Line of Credit

Financial Advisor

August 29, 2024

LuxUrban Hotels Inc.

$5,100,000

Public Offering

Sole Bookrunner

July 15, 2024

BranchOut Food Inc.

$1,400,000

Public Offering

Sole Bookrunner

June 28, 2024

LuxUrban Hotels Inc.

$8,800,000

Public Offering

Co-Manager

May 23, 2024

Agrify Corporation

$2,600,000

Public Offering

Sole Placement Agent

February 28, 2024

Vocodia Holdings Corp

$5,950,000

Initial Public Offering

Sole Bookrunner

February 26, 2024

SinglePoint, Inc.

$4,000,000

Public Offering / Uplisting

Sole Bookrunner

December 19, 2023

NeurAxis, Inc.

$3,000,000

Preferred Stock Offering

Exclusive Placement Agent

November 14, 2023

LuxUrban Hotels Inc.

$7,000,000

Initial Public Offering

Series A Preferred Stock

Sole Bookrunner

October 26, 2023

La Rosa Holdings Corp.

$5,000,000

Initial Public Offering

Sole Bookrunner

October 12, 2023

NeurAxis, Inc.

$6,592,000

Initial Public Offering

Sole Bookrunner

August 11, 2023

NeurAxis, Inc.

$1,200,000

Private Placement

Exclusive Placement Agent

July 21, 2023

BranchOut Food

$7,140,000

Initial Public Offering

Sole Bookrunner

June 21, 2023

NeurAxis, INC.

$4,200,000

Private Placement

Exclusive Placement Agent

March 24, 2023

Soter Technologies, Inc.

$2,100,000

Private Placement

Exclusive Placement Agent

March 3, 2023

Vocodia Holdings Corp.

$2,500,000

Private Placement

Exclusive Placement Agent

December 20, 2022

Tellurian Inc

$50,000,000

Senior Notes Offering

Co-Manager

Nov 10, 2021

Blackboxstocks, Inc.

$12,000,000

Underwritten Public Offering and Nasdaq Uplisting

Sole Bookrunner

November 15, 2021

Fossil Group, Inc.

$150,000,000

Senior Unsecured Notes

Co-Manager

November 8, 2021

Greenidge Generation Holdings Inc.

$50,000,000

Senior Unsecured Notes

Co-Manager

Oct 13, 2021

iMedia Brands, Inc

$75,000,000

Senior Notes Offering

Co-Manager

October 1, 2021

Sobr Safe, Inc

$3,048,780

Convertible Debenture

Exclusive Placement Agent

September 29, 2021

Mountain Crest Acquisition Corp. IV

$50,000,000

Initial Public Offering

Co-Manager

July 3, 2021

Pop Culture Group Co., Ltd.

$37,200,000

Initial Public Offering

Co-Manager

July 1, 2021

Acurx Pharmaceuticals

$17,250,000

Lead Bookrunner

IPO

June 2021

Ammo Inc.

$35,000,000

Lead Underwriter

Non-Convertible Preferred Stock

Initial Public Offering

May 27, 2021

Blackboxstocks, Inc.

$12,000,000

Underwritten Public Offering and Nasdaq Uplisting

Sole Bookrunner

November 15, 2021

NeurAxis, Inc.

$3,000,000

Preferred Stock Offering

Exclusive Placement Agent

November 14, 2023

Sobr Safe, Inc

$3,048,780

Convertible Debenture

Exclusive Placement Agent

September 29, 2021

LuxUrban Hotels Inc.

$5,100,000

Public Offering

Sole Bookrunner

July 15, 2024

Fossil Group, Inc.

$150,000,000

Senior Unsecured Notes

Co-Manager

November 8, 2021

NeurAxis, Inc.

$1,200,000

Private Placement

Exclusive Placement Agent

July 21, 2023

BranchOut Food

$7,140,000

Initial Public Offering

Sole Bookrunner

June 21, 2023

Greenidge Generation Holdings Inc.

$50,000,000

Senior Unsecured Notes

Co-Manager

Oct 13, 2021

NeurAxis, Inc.

$6,592,000

Initial Public Offering

Sole Bookrunner

August 11, 2023

Vocodia Holdings Corp.

$2,500,000

Private Placement

Exclusive Placement Agent

December 20, 2022

iMedia Brands, Inc

$75,000,000

Senior Notes Offering

Co-Manager

October 1, 2021

Vocodia Holdings Corp

$5,950,000

Initial Public Offering

Sole Bookrunner

February 26, 2024

LuxUrban Hotels Inc.

$8,800,000

Public Offering

Co-Manager

May 23, 2024

SinglePoint, Inc.

$4,000,000

Public Offering / Uplisting

Sole Bookrunner

December 19, 2023

NeurAxis, INC.

$4,200,000

Private Placement

Exclusive Placement Agent

March 24, 2023

Agrify Corporation

$2,600,000

Public Offering

Sole Placement Agent

February 28, 2024

LuxUrban Hotels Inc.

$7,000,000

Initial Public Offering

Series A Preferred Stock

Sole Bookrunner

October 26, 2023

La Rosa Holdings Corp.

$5,000,000

Initial Public Offering

Sole Bookrunner

October 12, 2023

Mountain Crest Acquisition Corp. IV

$50,000,000

Initial Public Offering

Co-Manager

July 3, 2021

Agrify Corporation

Up to $15 Million

Equity Line of Credit

Financial Advisor

August 29, 2024

Ammo Inc.

$35,000,000

Lead Underwriter

Non-Convertible Preferred Stock

Initial Public Offering

May 27, 2021

Acurx Pharmaceuticals

$17,250,000

Lead Bookrunner

IPO

June 2021

Tellurian Inc

$50,000,000

Senior Notes Offering

Co-Manager

Nov 10, 2021

Pop Culture Group Co., Ltd.

$37,200,000

Initial Public Offering

Co-Manager

July 1, 2021

Soter Technologies, Inc.

$2,100,000

Private Placement

Exclusive Placement Agent

March 3, 2023

BranchOut Food Inc.

$1,400,000

Public Offering

Sole Bookrunner

June 28, 2024



Adamas One Corp.

$11,025,000

Initial Public Offering

Sole Bookrunner

December 13, 2022



Laser Photonics Corporation.

$15,000,000

Initial Public Offering

Sole Bookrunner

October 4, 2022



Adamas One Corp.

$4,100,000

Private Placement

Exclusive Placement Agent

August 12, 2022



Starbox Group Holdings Ltd.

$21,500,000

Initial Public Offering

Co-Manager

August 25, 2022



Magic Empire Global Ltd.

$20,000,000

Initial Public Offering

Co-Manager

August 10, 2022



Mill City Ventures III, Ltd.

$5,000,000

Public Offering & Nasdaq Uplisting

Sole Bookrunner

August 11, 2022



BitNile Holdings, Inc.

$3,600,000

Initial Public Offering

Sole Bookrunner

June 6, 2022



Digital Brands Group, Inc.

$9,347,450

Follow-On Offering

Sole Bookrunner

May 10, 2022



Expion360, Inc.

$17,267,250

Initial Public Offering

Sole Bookrunner

April 5, 2022



Argo Blockchain PLC.

$40,000,000

Senior Notes Offering

Co-Manager

Nov 18, 2021



Hywin Holdings Ltd.

$30,000,000

Joint Bookrunner

Initial Public Offering

March 26, 2021



Jowell Global Ltd

$26,000,000

Joint Underwriter

Initial Public Offering

March 17, 2021



AMMO, Inc

$115,000,000

Co-Lead Underwriter

Follow-On Offering

March 12, 2021



Longeveron Inc

$26,600,000

Co-Manager

Initial Public Offering

February 12, 2021



CN Energy Group Inc

$25,000,000

Co-Manager

Initial Public Offering

February 5, 2021



Qilian International Holding Group Limited

$25,000,000

Co-Manager

Initial Public Offering

January 12, 2021



AMMO, Inc

$17,984,999

Lead Underwriter

Underwritten Public Offering

December 1, 2020



Muscle Maker, Inc

$5,600,000

Lead Underwriter

Follow-On Offering

September 2020



AZRX

$15,200,000

Sole Placement Agent

July 20, 2020



Muscle Maker, Inc

$7,700,000

Sole Underwriter

IPO

February 2020



AZRX

$6,154,000

Sole Placement Agent

PIPE

January 2020



DemeRx, Inc.

$3,600,000

Nov 2019

DIP Financing



EDNT

$2,100,000

PIPE

October 2019

 

 



EDNT

$1,930,000

Restructuring

October 2019

 



Summit Wireless

$1,750,000.00

Follow-On

October 16, 2019



Relmada

$5,441,838.00

Sole Placement Agent

PIPE

June 2019



Relmada

$5,126,007.40

Sole Placement Agent

PIPE

December 2018



Hancock Jaffe

$3,868,715

Follow-On Offer

Sole Bookrunner

June 2019



Summit Wireless Technologies

$5,420,715

Follow-On Offering

Sole Bookrunner

May 21, 2019



AZRX / Azur Rx

$2,800,000

Lead Manager

Follow-On Offering

May 9th 2019



AZRX / Azur Rx

$2,700,000

Lead Manager

Follow-On Offering

April 2nd 2019



HJLI / Hancock Jaffe

$2,700,000

Placement Agent

Follow-On Offering

March 16th  2019



Summit Semiconductor, Inc

$12,000,000
Initial Public Offering
July 2018



CURE Pharmaceutical

$1,025,000

PIPE

March 2018



HyreCar, Inc.

$3,000,000

Private Equity

April 2018



Xspand Product Labs, Inc.

$6,535,600

Initial Public Offering

April 2018



Long Island Iced Tea, Inc

$2,240,800
Follow-On Offering
July 2017



TouchCast

$1,225,000
Private Equity
October 2017



Relmada Therapeutics

$5,850,000
PIPE
October 2017



Hancock Jaffe Laboratories

$5,000,000

Private Equity

January 2018



Long Island Iced Tea, Inc.

$1,299,650
Follow-On Offering
June 2017



Co-Diagnostics, Inc.

$1,100,000
Private Equity
December, 2016



AzurRx BioPharma, Inc.

$5,000,000
PIPE
June 2017



Long Island Iced Tea, INC

$6,985,858
Follow-On Offering
July 2016



Spring Bank Pharmaceuticals, Inc.

$11,000,000
Initial Public Offering
May 2016



Viking Investments Group, Inc.

$1,625,000
PIPE
March 2016



Ocon, Inc.

$3,000,000
Private Equity
January 2016



Inpellis, Inc.

$5,200,000
Private Equity
August 2015



Summit Semiconductor

$12,000,000
Private Equity
March 2017

 



AzurRx BioPharma, Inc.

$6,300,000
Private Equity
April 2016



Staffing 360 Solutions, Inc.

$3,850,000
Mezzanine Financing
July 2015



Staffing 360 Solutions, Inc.

$28,000,000
Senior Facility
April 2015



SilverSun Technologies

$1,600,000
Follow-On Offering
March 2015



Capnia, Inc.

$10,725,000
Initial Public Offering
November 2014



Soft Machines, Inc.

$3,800,000
Private Equity
October 2014



NXT-ID, Inc.

$5,850,000
Follow-On Offering
September 2014



Stream TV Networks

$17,000,000
Private Equity
June 2014



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