Investment Banking & Advisory

Equity Sales & Trading

Wealth Management

Team &
Approach

Our well-known team of professionals provide our clients with banking and advisory services that have raised more than $2.0 billion.

Investment Banking

Follow-On Offerings Secondary Offerings Registered Directs At-the-Market Offerings Special Purpose Acquisition Vehicles PIPEs and Private Placements Fixed Income Offerings

Advisory Services

Mergers & Acquisitions Board Placement Corporate Fairness Opinions Balance Sheet and Corporate Restructuring Debt Restructuring Capital Raising Solvency Opinions

Sectors

Biotech Business Services Consumer Energy & Clean Tech Healthcare Industrials and Services International Technology, Media and Telecom

Team

Jonathan Gazdak, Managing Director Head of Investment Banking – Mr. Gazdak’s concentration on the Technology, Digital Media, Media and Entertainment industries, as well as Specialty Finance vehicles has enabled him and his team to complete over 40 public and  private financings and M&A transactions… read more Christopher Carlin, Head of Global Equity Capital Markets – Mr. Carlin’s institutional sales acumen is focused in the smallcap and midcap sectors where between 2011-2014, he and his team originated, led and/or structured nearly 80 underwritten public offerings. In each financing… read more Stephen Walsh, Investment Banking Associate – Mr. Walsh joined Alexander Capital in 2014 as a member of the investment banking team. Mr. Walsh is responsible for conducting research and due diligence, authoring marketing and offering material… read more

Recent Transactions

Hancock Jaffe Laboratories

$2.7 Million

Private Placement of Common Stock

March 2019

Summit Semiconductor, Inc.

$12,000,000
Initial Public Offering
July 2018

CURE Pharmaceutical

$1,025,000

PIPE

March 2018

HyreCar, Inc.

$3,000,000

Private Equity

April 2018

Xspand Product Labs, Inc.

$6,535,600

Initial Public Offering

April 2018

Long Island Iced Tea, Inc

$2,240,800
Follow-On Offering
July 2017

TouchCast

$1,225,000
Private Equity
October 2017

Relmada Therapeutics

$5,850,000
PIPE
October 2017

Hancock Jaffe Laboratories

$5,000,000

Private Equity

January 2018

Long Island Iced Tea, Inc.

$1,299,650
Follow-On Offering
June 2017

Co-Diagnostics, Inc.

$1,100,000
Private Equity
December, 2016

AzurRx BioPharma, Inc.

$5,000,000
PIPE
June 2017

Long Island Iced Tea, INC

$6,985,858
Follow-On Offering
July 2016

Spring Bank Pharmaceuticals, Inc.

$11,000,000
Initial Public Offering
May 2016

Viking Investments Group, Inc.

$1,625,000
PIPE
March 2016

Ocon, Inc.

$3,000,000
Private Equity
January 2016

Inpellis, Inc.

$5,200,000
Private Equity
August 2015

Summit Semiconductor

$12,000,000
Private Equity
March 2017

 

AzurRx BioPharma, Inc.

$6,300,000
Private Equity
April 2016

Staffing 360 Solutions, Inc.

$3,850,000
Mezzanine Financing
July 2015

Staffing 360 Solutions, Inc.

$28,000,000
Senior Facility
April 2015

SilverSun Technologies

$1,600,000
Follow-On Offering
March 2015

Capnia, Inc.

$10,725,000
Initial Public Offering
November 2014

Soft Machines, Inc.

$3,800,000
Private Equity
October 2014

NXT-ID, Inc.

$5,850,000
Follow-On Offering
September 2014

Stream TV Networks

$17,000,000
Private Equity
June 2014

Co-Diagnostics, Inc.

$1,100,000
Private Equity
December, 2016

Long Island Iced Tea, INC

$6,985,858
Follow-On Offering
July 2016

Hancock Jaffe Laboratories

$2.7 Million

Private Placement of Common Stock

March 2019

Ocon, Inc.

$3,000,000
Private Equity
January 2016

Viking Investments Group, Inc.

$1,625,000
PIPE
March 2016

Summit Semiconductor, Inc.

$12,000,000
Initial Public Offering
July 2018

AzurRx BioPharma, Inc.

$5,000,000
PIPE
June 2017