Public Offerings and Financings of Debt & Equity

Follow On Offerings
Secondary Offerings
Registered Directs
At-the-Market Offerings
Fixed Income Offerings

Private Placements of Debt & Equity

PIPEs
Special Purpose Acquisition Vehicles
Structured Securities
Senior, Second-Lien, Mezzanine Debt
Private Equity

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Advisory Services

Mergers & Acquisitions
Board Placement
Corporate Fairness Opinions
Balance Sheet and
Corporate Restructuring
Debt Restructuring
Capital Raising
Solvency Opinions
U.S. sole or dual listing
Listing on a national exchange;
Listing on the OTCQX
ADR Overview
Jobs Act Overview

See the types of industries and sectors in which we focus and excel.

Recent Transactions

Summit Semiconductor, Inc.
summit semi logo only

$12,000,000
Initial Public Offering
July 2017

CURE Pharmaceutical
mobile-logo-dark (1)

$1,025,000

PIPE

March 2018

HyreCar, Inc.
HC-type-logo

$3,000,000

Private Equity

April 2018

Xspand Product Labs, Inc.
1525360692_XSPL_logo76

$6,535,600

Initial Public Offering

April 2018

Long Island Iced Tea, Inc
liit

$2,240,800
Follow-On Offering
July 2017

TouchCast
TouchCast Logo

$1,225,000
Private Equity
October 2017

Relmada Therapeutics
Relmada

$5,850,000
PIPE
October 2017

Hancock Jaffe Laboratories
hancock Jaffe Laboratories

$5,000,000

Private Equity

January 2018

Long Island Iced Tea, Inc.
liit

$1,299,650
Follow-On Offering
June 2017

Co-Diagnostics, Inc.
Co-diagnostics 5

$1,100,000
Private Equity
December, 2016

AzurRx BioPharma, Inc.
AzurRX

$5,000,000
PIPE
June 2017

Long Island Iced Tea, INC
liit

$6,985,858
Follow-On Offering
July 2016

Spring Bank Pharmaceuticals, Inc.
springbreak

$11,000,000
Initial Public Offering
May 2016

Viking Investments Group, Inc.
viking

$1,625,000
PIPE
March 2016

Ocon, Inc.
ocon

$3,000,000
Private Equity
January 2016

Inpellis, Inc.
inpellis-logo

$5,200,000
Private Equity
August 2015

Summit Semiconductor
summitsemiconductor

$12,000,000
Private Equity
March 2017

 

AzurRx BioPharma, Inc.
azurrxbiopharma

$6,300,000
Private Equity
April 2016

Staffing 360 Solutions, Inc.
staffing360solutions

$3,850,000
Mezzanine Financing
July 2015

Staffing 360 Solutions, Inc.
staffing360solutions

$28,000,000
Senior Facility
April 2015

SilverSun Technologies
silversubtechnologies

$1,600,000
Follow-On Offering
March 2015

Capnia, Inc.
capnia

$10,725,000
Initial Public Offering
November 2014

Soft Machines, Inc.
softmachines

$3,800,000
Private Equity
October 2014

NXT-ID, Inc.
nxtid

$5,850,000
Follow-On Offering
September 2014

Stream TV Networks
streamtvnetworks

$17,000,000
Private Equity
June 2014

Viking Investments Group, Inc.

$1,625,000
PIPE
March 2016

Long Island Iced Tea, INC

$6,985,858
Follow-On Offering
July 2016

Ocon, Inc.

$3,000,000
Private Equity
January 2016

AzurRx BioPharma, Inc.

$5,000,000
PIPE
June 2017

Co-Diagnostics, Inc.

$1,100,000
Private Equity
December, 2016

Summit Semiconductor, Inc.

$12,000,000
Initial Public Offering
July 2017