Public Offerings and Financings of Debt & Equity

Follow On Offerings
Secondary Offerings
Registered Directs
At-the-Market Offerings
Fixed Income Offerings

Private Placements of Debt & Equity

PIPEs
Special Purpose Acquisition Vehicles
Structured Securities
Senior, Second-Lien, Mezzanine Debt
Private Equity

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Advisory Services

Mergers & Acquisitions
Board Placement
Corporate Fairness Opinions
Balance Sheet and
Corporate Restructuring
Debt Restructuring
Capital Raising
Solvency Opinions
U.S. sole or dual listing
Listing on a national exchange;
Listing on the OTCQX
ADR Overview
Jobs Act Overview

See the types of industries and sectors in which we focus and excel.

Recent Transactions

Long Island Iced Tea, Inc
liit

$2,240,800
Follow-On Offering
July 2017

TouchCast
TouchCast Logo

$1,225,000
Private Equity
October 2017

Relmada Therapeutics
Relmada

$5,850,000
PIPE
October 2017

Hancock Jaffe Laboratories
hancock Jaffe Laboratories

$2,000,000
Private Equity
September 2017

Long Island Iced Tea, Inc.
liit

$1,299,650
Follow-On Offering
June 2017

Co-Diagnostics, Inc.
Co-diagnostics 5

$1,100,000
Private Equity
December, 2016

AzurRx BioPharma, Inc.
AzurRX

$5,000,000
PIPE
June 2017

Long Island Iced Tea, INC
liit

$6,985,858
Follow-On Offering
July 2016

Spring Bank Pharmaceuticals, Inc.
springbreak

$11,000,000
Initial Public Offering
May 2016

Viking Investments Group, Inc.
viking

$1,625,000
PIPE
March 2016

Ocon, Inc.
ocon

$3,000,000
Private Equity
January 2016

Inpellis, Inc.
inpellis-logo

$5,200,000
Private Equity
August 2015

Summit Semiconductor
summitsemiconductor

$12,000,000
Private Equity
March 2017

 

AzurRx BioPharma, Inc.
azurrxbiopharma

$6,300,000
Private Equity
April 2016

Staffing 360 Solutions, Inc.
staffing360solutions

$3,850,000
Mezzanine Financing
July 2015

Staffing 360 Solutions, Inc.
staffing360solutions

$28,000,000
Senior Facility
April 2015

SilverSun Technologies
silversubtechnologies

$1,600,000
Follow-On Offering
March 2015

Capnia, Inc.
capnia

$10,725,000
Initial Public Offering
November 2014

Soft Machines, Inc.
softmachines

$3,800,000
Private Equity
October 2014

NXT-ID, Inc.
nxtid

$5,850,000
Follow-On Offering
September 2014

Stream TV Networks
streamtvnetworks

$17,000,000
Private Equity
June 2014

Viking Investments Group, Inc.

$1,625,000
PIPE
March 2016

Ocon, Inc.

$3,000,000
Private Equity
January 2016

Co-Diagnostics, Inc.

$1,100,000
Private Equity
December, 2016

AzurRx BioPharma, Inc.

$5,000,000
PIPE
June 2017

Long Island Iced Tea, INC

$6,985,858
Follow-On Offering
July 2016